Outsourced
Compliance + Legal Counsel

In-house legal and compliance resourcing represents a quandary for many organisations. Employing in-house counsel or other senior professionals is a big staffing commitment, but external advice is very costly, and generally not suited to many of a firm’s day-to-day tasks. At AB, we have developed a solution.

The AB Outsourced services provide both flexibility and certainty. We offer our clients a tailored monthly fee that covers day-to-day needs, with the opportunity to scale up at discounted rates for significant tasks or major projects.

What makes this possible? By making a commitment to a relationship rather than just a matter, we are able get to know your business and access efficiencies that an intermittent external provider cannot. We can work with your existing templates and document suite and take a commercial stance on advice that doesn’t re-invent the wheel.

For most small or medium size firms, staffing an in-house legal or regulatory function is grossly inefficient.

— Scott Martin, Head of Compliance

Popular Solutions

Complete Compliance Support -

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For a smaller AFSL holder, it simply makes no sense to resource compliance obligations internally. A full headcount is surplus to requirements, and the quality of candidates is poor. Our outsourced package is the solution you’ve been looking for.

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Compliance Projects -

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Compliance is rife with unexpected issues that lead to projects coming out of nowhere. Whether it’s in response to a breach, incident, or regulatory change, AB can step in to manage these projects for you, from inception to fruition.

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AML/CTF Programs: Creation / Review

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Setting up an AML/CTF Program can be complex and time consuming, and once that’s done, finding an experienced and commercially minded provider for your Independent Review is often just as difficult. Fear not, we have you covered.

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